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Michael Flammer CFS, CTS, RFC
Primary responsibilities as Chief Risk Officer include establishing Procedures and Guidelines regarding the Firm’s Anti-Money Laundering and Fraud Detection programs (CRO) as well as overseeing and directing the Financial and General Operations (FINOP) of the Firm. He reports directly to the Board of Directors and to the Compliance and Risk Committees overseeing the Firm’s activities.
Chief Compliance Officer
His responsibilities are quite exhaustive. He is responsible for managing the day to day compliance procedures while insuring that the Firm and its representatives adhere strictly to the rules and regulations set forth by the Firm and its regulatory authorities.
Pamela’s responsibilities include general administrative duties and procedures. She is also a Director on the Firm’s Board of Directors.