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The Company began under its current name, Multiple Financial Services, as a registered investment advisor in California in 1996. After transacting the business of securities for four (4) years under several other broker dealer firms, it became apparent that the Firm needed to be taken to the next level.
After a year of preparing and submitting documentation and meeting other NASD requirements, the Firm was incorporated under the laws of the State of California on June 2, 1999 and made application for membership to the NASD (National Association of Securities Dealers), now known as FINRA (Financial Industry Regulatory Authority). We were granted membership privileges on January 7th, 2000. It was also January 7th, 2000 when it was registered as a broker dealer firm with the Securities Exchange Commission and a week later on January 14th, 2000, registered with the Securities Division of the State of California.
It was also a matter of registering as a State Registered Investment Advisor and the same was approved by the State of California on January 14th, 2000.
Form CRS – Client Relationship Summary
Click Below to view/download the 2023 Form CRS – Client Relationship Summary
“Success can only be achieved by emphasizing the customer first before any vendor and/or service provider.”
In other words, out motto: “Addressing Customer Concerns – Delivers Successful Returns”